Quarterly Order Routing Report

Shearman, Ralston relies exclusively upon Apex Clearing Corporation (“Apex”) as its clearing firm. Pursuant to SEC Rule 606 (a), Apex is required to make publicly available a quarterly report regarding the routing of non-directed orders. In accordance with SEC Rule 606 (a) Shearman, Ralston adopts the clearing firm's report.

Please click here to view the most recent quarterly report for Apex.